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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-11-05
  • CA RA
    APPROVED
    Since 2019-11-05

Branch Locations

499 E 6Th St, Beaumont, CA 92223 • United States

15282 Summit Ave, Fontana, CA 92336 • United States

1494 E 2Nd St, Beaumont, CA 92223 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

483 E Alessandro Blvd, Riverside, CA 92508 • United States

14307 Baseline Ave, Fontana, CA 92336 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Moreno Valley CA 06/2009 Present
Other Businesses

RENTAL PROPERTY, INV RELATED, RIVERSIDE, CA, 100% OWNERSHIP, START 3/2/2020, 8 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. GS SPORTS CARDS, INV RELATED, RIVERSIDE, CA, 100% OWNERSHIP, START DATE: 1/1/24, 12 HRS PER MONTH, 0 HRS DURING TRADING, SELLING SPORTS MEMORABILIA;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-05
  • S66 Uniform Combined State Law Examination
    2019-11-05

View on SEC IAPD

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