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Dennis P Shaw

J.P. Morgan Securities LLC

Oakwood, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-12-13
  • OH RA
    APPROVED
    Since 2022-12-13

Branch Locations

2800 Far Hills Avenue, Oakwood, OH 45419 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bancorp Dayton OH 01/2015 09/2022
Fifth Third Securities, Inc. Dayton OH 08/2019 09/2022
Unemployed Bellbrook OH 10/2022 10/2022
Jp Morgan Securities, Llc Oakwood OH 11/2022 Present
Jp Morgan Chase Bank, N.A. Oakwood OH 11/2022 Present
  • 01/2015 → 09/2022
    Fifth Third Bancorp
    Dayton, OH
  • 08/2019 → 09/2022
    Fifth Third Securities, Inc.
    Dayton, OH
  • 10/2022 → 10/2022
    Unemployed
    Bellbrook, OH
  • 11/2022 → Present
    Jp Morgan Securities, Llc
    Oakwood, OH
  • 11/2022 → Present
    Jp Morgan Chase Bank, N.A.
    Oakwood, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-20
S63 Uniform Securities Agent State Law Examination 2019-12-04
  • S65 Uniform Investment Adviser Law Examination
    2020-05-20
  • S63 Uniform Securities Agent State Law Examination
    2019-12-04
Other Names
  • Dennis Shaw

View on SEC IAPD

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Other Investors

ELIZABETH BROWN KUSSMAN
MAX FREDERICK HEINTZ
DARREN MATTHEW HARP
DOUGLAS PAUL KINSEY
Elizabeth Kaylen Bibeau Salinas
Alexander Oresman Browning
Jansen Kelly Davidson
David John Garel

Other Offices

M.K. BROWN WEALTH ADVISORY · OAKWOOD, OH
MFH INVESTMENTS INC. · DAYTON, OH
M.K. BROWN WEALTH ADVISORY · Oakwood, OH
MFH INVESTMENTS INC. · DAYTON, OH
ARTIFEX FINANCIAL GROUP, LLC · OAKWOOD, OH
ARTIFEX FINANCIAL GROUP, LLC · Dayton, OH
EDWARD JONES · OAKWOOD, OH
FIFTH THIRD SECURITIES, INC. · OAKWOOD, OH

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