Tyler Weathered

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2021-07-03

IL RA
APPROVED

Since 2021-07-03

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nuveen Securities, Llc	Dallas	TX	09/2019	Present
The Provant Group	Chicago	IL	06/2016	09/2019
Nuveen Asset Management, Llc	Chicago	IL	09/2019	Present

09/2019 → Present

Nuveen Securities, Llc

Dallas, TX
06/2016 → 09/2019

The Provant Group

Chicago, IL
09/2019 → Present

Nuveen Asset Management, Llc

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-02

S66 Uniform Combined State Law Examination

2021-07-02

View on SEC IAPD

Employer firm

Current Employers

Nuveen Asset Management, Llc

Disclosures

Employment History

Exams

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