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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blackrock | Boston | MA | 07/2019 | 06/2024 |
| Blackrock Investments Ll | Boston | MA | 07/2019 | 06/2024 |
| University Of Dayton | Dayton | OH | 08/2015 | 05/2019 |
| Lpl Financial, Llc | Darien | IL | 03/2024 | Present |
1- 08/2024 / Louis Knox Financial / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 08/2024 / Anam Cara Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-30 |
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