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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-25
  • NY RA
    APPROVED
    Since 2024-10-25

Branch Locations

5051 Jericho Tpke., Commack, NY 11725 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bio-Botanica Hauppauge NY 07/2017 12/2018
Unemployed Huntington NY 01/2019 07/2019
Equitable Advisors, Llc Woodbury NY 08/2019 11/2020
Jpmorgan Chase Bank, N.A. East Northport NY 08/2021 Present
J.P. Morgan Securities Llc East Northport NY 08/2021 Present
Hartt/Borg Insurance Company North Port NY 01/2021 07/2021
Equitable Financial Life Insurance Co Woodbury NY 09/2019 11/2020
State University Of New York Cortland NY 08/2015 05/2017
Unemployed Huntington NY 06/2017 06/2017
Unemployed Huntington NY 12/2020 12/2020
  • 07/2017 → 12/2018
    Bio-Botanica
    Hauppauge, NY
  • 01/2019 → 07/2019
    Unemployed
    Huntington, NY
  • 08/2019 → 11/2020
    Equitable Advisors, Llc
    Woodbury, NY
  • 08/2021 → Present
    Jpmorgan Chase Bank, N.A.
    East Northport, NY
  • 08/2021 → Present
    East Northport, NY
  • 01/2021 → 07/2021
    Hartt/Borg Insurance Company
    North Port, NY
  • 09/2019 → 11/2020
    Equitable Financial Life Insurance Co
    Woodbury, NY
  • 08/2015 → 05/2017
    State University Of New York
    Cortland, NY
  • 06/2017 → 06/2017
    Unemployed
    Huntington, NY
  • 12/2020 → 12/2020
    Unemployed
    Huntington, NY
Other Businesses

Entity Name: Lupi Trading Company Investment related: No Address: Huntington NY 11743 USA Nature of the other business: Trading Company Position/Title/Relationship: Owner/Partner Start Date: 07/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Buying and selling coins and trading card game cards mostly on Ebay and occasionally at trading shows. possibly in the future open a website as well

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-25
S63 Uniform Securities Agent State Law Examination 2019-12-28
  • S66 Uniform Combined State Law Examination
    2024-10-25
  • S63 Uniform Securities Agent State Law Examination
    2019-12-28
Other Names
  • Nicholas Lupi
  • Nicholas Gregory Lupi

View on SEC IAPD

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