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12400 Coit Road Suite 700, Dallas, TX 75251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2020-01-09 |
Branch Locations
12400 Coit Road Suite 700, Dallas, TX 75251 • United States
922 State Street Suite 100, Bowling Green, KY 42101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western Kentucky University | Bowling Green | KY | 12/1999 | 11/2019 |
| Woodlawn Missionary Baptist Church | Franklin | KY | 11/2013 | 07/2022 |
| Lpl Financial, Llc | Bowling Green | KY | 09/2019 | 12/2020 |
| Level Four Advisory Services Llc | Bowling Green | KY | 09/2019 | 12/2019 |
| Level Four Advisory Services, Llc | Bowling Green | KY | 01/2020 | Present |
| Level Four Financial, Llc | Dallas | TX | 01/2021 | Present |
1. LEVEL FOUR ADVISORY SERVICES LLC, INVESTMENT RELATED, 12400 COIT ROAD STE 700 DALLAS TX 75251, ADVISORY FIRM, IAR/FINANCIAL ADVISOR, START DATE JAN 20, 30 HOURS PER MONTH/10 HOURS DURING TRADING. 2. LEVEL FOUR INSURANCE AGENCY, NOT INVESTMENT RELATED, 12400 COIT ROAD STE 700 DALLAS TX 75251, AGENT, START DATE FEB 2020, 60 HOURS PER MONTH, 40 DURING TRADING. 3. WOODLAWN MISSIONARY BAPTIST CHURCH, FRANKLIN KY, STARTED 5/7/2020, PASTOR, 12 HOURS PER MONTH DEVOTED / 9 DURING TRADING HOURS. 4. ARTS OF SOUTHERN KENTUCKY FOUNDATION BOARD - VOLUNTEER BOARD MEMBER - START DATE 02/05/2024 - VIEW REPORTS AND PROVIDE SUPPORT OF THE AUXILARY EFFORTS FO THE FOUNDATION - NOT INVESTMENT RELATED - PROVIDE ZERO HRS DEVOTED DURING BUSINESS OR TRADING HRS. 601 College St, Bowling Green Ky. 42102 5. LOVE VALLEY LLC - AGRICULTURE - KEY PRINCIPLE - NOT INVESTMENT RELATED - STARTED 2/05/2024 - MANAGE FARM PRODUCTION OF HAY FOR 22 ACRES - DEVOTE 2 HRS PER MONTH DURING BUSINESS HRS, NONE DURING TRADING HRS - 1877 DYE FORD ROAD, ALVATON KY 42122 6. ASSOCIATION OF MISSIONAR BAPTIST BROADCASTERS, NON-PROFIT, NOT INVESTMENT RELATED, VOLUNTEER BOARD MEMBER, STARTED 2/15/2024, DEVOTE 0 HOURS DURING BUSINESS TRADING HOURS, ATTEND QUARTERLY BOARD MEETINGS, 616 MCMURRY BLVD., HARTSVILLE, TN 37074. 7. THE HIVE, INC., COMMUNITY NON-PROFIT, THE HIVE CREATES OPPORTUNITIES FOR ADULTS WITH INTELLECTUAL AND DEVELOPMENTAL DISABILITIES, BOARD MEMBER/VOLUNTEER, 1818 US 31 W. BYPASS, BOWLING GREEN, KY 42101, STARTED 6/12/2024, DEVOTE APPROXIMATELY 2 HOURS PER MONTH OUTSIDE OF TRADING HOURS, SUPPORT EXECUTIVE DIRECTOR WITH THE HIVE'S MISSION TO CREATE OPPORTUNITY FOR ADULTS WITH DISABILITIES. 8. WARRENT CO PUTLIC SCHOOLS EDUCATION FOUNDATION, VOLUNTEER BOARD MEMBER, ASSIST DIRECTOR FOR THE WCPS EDUCATIONAL FOUNDATION, STARTED 10/15/25, DEVOTE APPROX. 2 HOURS PER MONTH TO THIS ENTITY WITH 1 HOUR DURING TRADING HOURS, INVESTMENT RELATED BUT NO ACCESS OR CUSTODY TO FOUNDATION FUNDS. 3030 LOVERS LANE, BOWLING GREEN, KY 42103.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-26 |
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