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Inactive

June Lori Berglund

Principle Wealth

Madison, CT

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Current Employers
Principle Wealth

48 Wall Street, Madison, CT 06443 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-05-09
  • CT RA
    APPROVED
    Since 2023-05-09

Branch Locations

48 Wall Street, Madison, CT 06443 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St. Paul MN 08/2019 02/2021
Drax Asset Management Llc North Haven CT 09/2006 09/2016
Bed Bath And Beyond Milford CT 11/2015 08/2018
Allied Wealth Partners Gulford CT 08/2019 05/2022
Key Bank West Haven CT 06/2017 08/2019
Janney Montgomery Scott Llc New Haven CT 05/2022 04/2023
Principle Wealth Partners Llc Madison CT 04/2023 Present
  • 08/2019 → 02/2021
    Securian Financial Services Inc
    St. Paul, MN
  • 09/2006 → 09/2016
    Drax Asset Management Llc
    North Haven, CT
  • 11/2015 → 08/2018
    Bed Bath And Beyond
    Milford, CT
  • 08/2019 → 05/2022
    Allied Wealth Partners
    Gulford, CT
  • 06/2017 → 08/2019
    Key Bank
    West Haven, CT
  • 05/2022 → 04/2023
    Janney Montgomery Scott Llc
    New Haven, CT
  • 04/2023 → Present
    Principle Wealth Partners Llc
    Madison, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-28
  • S66 Uniform Combined State Law Examination
    2022-07-28

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
LPL FINANCIAL LLC
ACCRETIVE CAPITAL MANAGEMENT, LLC
ACADIAN VENTURES MANAGEMENT, LLC
MAI CAPITAL MANAGEMENT, LLC
COMMONWEALTH FINANCIAL NETWORK
AMERIPRISE FINANCIAL SERVICES, LLC
MORGAN STANLEY

Other Investors

AMY ALISIA LAWLER
CHRISTOPHER JOSEPH MACCA
KYLE JOSEPH FARRELL
Tracy Ane Pierson
ROBERT SANTINO PAOLUCCI
MARGARET OMARRA MARUZO
GLENN SIMON ZAVORSKAS
COLIN MICHAEL DUGAN

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · MADISON, CT
LPL FINANCIAL LLC · MADISON, CT
ACCRETIVE CAPITAL MANAGEMENT, LLC · MADISON, CT
ACADIAN VENTURES MANAGEMENT, LLC · MADISON, CT
MAI CAPITAL MANAGEMENT, LLC · Madison, CT
MAI CAPITAL MANAGEMENT, LLC · Madison, CT
COMMONWEALTH FINANCIAL NETWORK · MADISON, CT
COMMONWEALTH FINANCIAL NETWORK · Madison, CT

More in Madison, CT

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