Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-29 |
| MD | RA | APPROVED | 2020-05-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Talbot County Marylnad | Easton | MD | 10/2015 | 11/2019 |
| Lpl Financial, Llc | Cambridge | MD | 10/2019 | Present |
1. 1/10/2020- Whitten Retirement Solutions - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/16/2015 - 160 Hours Per Month/6.5 Hours During Securities Trading - Time Spent 100%. 2. 6/30/2020 - Oak & Stone Capital - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/01/2019 - 0 Hours Per Month. 3. 7/1/2020 - Oak & Stone Capital Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/01/2019 - 0 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-20 |
Reach out to this advisor