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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-16 |
| MD | RA | APPROVED | 2019-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Financial | Cambridge | MD | 04/2015 | 10/2019 |
| Nationwide Securities Llc | Columbus | OH | 04/2015 | 08/2019 |
| Whitten Insurance Agency | Cambridge | MD | 03/2015 | Present |
| Lpl Financial Llc | Cambridge | MD | 10/2019 | Present |
1)09/13/2019 - Whitten Retirement Solutions - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2015 2)09/13/2019 - Whitten Retirement Solutions, LLC - Non-Variable Insurance - inv rel - at reported business location(s) - start: 11/2015 3)09/13/2019 - Emily Cator House LLC - Business Entity For Tax/Investment Purposes Only - inv rel - at reported business location(s) - start: 04/2018 4)09/13/2019 - Whitten Group, LLC - Outside/W-2 Employment - Business development 5) 11/01/2019 - Oak & Stone Capital Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/01/2019 - 0 Hours Per Month/0 Hours During Securities Trading. 6) 07/01/2020 - Oak & Stone Capital - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/29/2020 - 0 Hours Per Month/0 Hours During Securities Trading. 7) 12/09/2021 - Millennium Brokerage Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 10/01/2019 - 10 Hours Per Month/10 Hours During Securities Trading. 5) 11/01/2019 - Oak & Stone Capital Advisors - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/01/2019 - 0 hrs/mo - 0 hrs during trading. 6) 7/1/2020 - Oak & Stone Capital - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/29/2020 - 0 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-08 |
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