Best Investors Account Sign in
Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-02
CA RA APPROVED 2024-04-25
  • TX RA
    APPROVED
    Since 2025-05-02
  • CA RA
    APPROVED
    Since 2024-04-25

Branch Locations

10880 Wilshire Boulevard 23Rd Floor, Los Angeles, CA 90024 • United States

Santa Monica, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Havas Street El Segundo CA 03/2018 08/2018
Img Pasadena CA 07/2018 04/2019
Law Offices Of Howard Silber Westlake Village CA 05/2015 08/2017
Global Sports And Entertainment El Segundo CA 05/2017 08/2017
Morgan Stanley Smith Barney Llc Irvine CA 09/2019 12/2019
California State University Long Beach Long Beach CA 08/2017 06/2019
Morgan Stanley Smith Barney Llc Los Angeles CA 12/2019 04/2024
Morgan Stanley Private Bank, N.A. New York NY 02/2020 04/2024
Oppenheimer & Co. Inc. Los Angeles CA 04/2024 Present
Morgan Stanley Private Bank, N.A New York NY 02/2020 04/2024
  • 03/2018 → 08/2018
    Havas Street
    El Segundo, CA
  • 07/2018 → 04/2019
    Img
    Pasadena, CA
  • 05/2015 → 08/2017
    Law Offices Of Howard Silber
    Westlake Village, CA
  • 05/2017 → 08/2017
    Global Sports And Entertainment
    El Segundo, CA
  • 09/2019 → 12/2019
    Morgan Stanley Smith Barney Llc
    Irvine, CA
  • 08/2017 → 06/2019
    California State University Long Beach
    Long Beach, CA
  • 12/2019 → 04/2024
    Morgan Stanley Smith Barney Llc
    Los Angeles, CA
  • 02/2020 → 04/2024
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 04/2024 → Present
    Los Angeles, CA
  • 02/2020 → 04/2024
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2019-11-25 → 2024-04-30
    Irvine, CA
    Long Beach, CA
    Santa Monica, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-23
  • S66 Uniform Combined State Law Examination
    2019-11-23

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor