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Roberto Pedraza

Empower Advisory Group, LLC

Wake Forest, NC

Greenwood Village, CO

CRD 7169721

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-06-14
  • NC RA
    APPROVED
    Since 2022-06-14

Branch Locations

Wake Forest, NC • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Raleigh NC 08/2019 03/2022
Genworth Financial Raleigh NC 06/2018 08/2019
Ibm Research Triangle Park NC 02/2011 06/2018
Gfws Equities, Inc Wake Forest NC 06/2022 Present
  • 08/2019 → 03/2022
    Wells Fargo Clearing Services, Llc
    Raleigh, NC
  • 06/2018 → 08/2019
    Genworth Financial
    Raleigh, NC
  • 02/2011 → 06/2018
    Ibm
    Research Triangle Park, NC
  • 06/2022 → Present
    Gfws Equities, Inc
    Wake Forest, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-01
  • S66 Uniform Combined State Law Examination
    2019-11-01

View on SEC IAPD

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