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Barry Whitmore Croteau

Wells Fargo Clearing Services, LLC

Naples, FL

Fort Myers, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-08
FL RA APPROVED 2022-07-06
  • TX RA
    APPROVED_RES
    Since 2024-05-08
  • FL RA
    APPROVED
    Since 2022-07-06

Branch Locations

9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States

15569 Mcgregor Blvd, Fort Myers, FL 33908 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Cape Coral FL 06/2010 06/2022
Fifth Third Securities Cape Coral FL 06/2010 06/2022
Wells Fargo Clearing Services, Llc Fort Myers FL 06/2022 Present
Wells Fargo Bank, Na Fort Myers FL 06/2022 Present
  • 06/2010 → 06/2022
    Fifth Third
    Cape Coral, FL
  • 06/2010 → 06/2022
    Fifth Third Securities
    Cape Coral, FL
  • 06/2022 → Present
    Wells Fargo Clearing Services, Llc
    Fort Myers, FL
  • 06/2022 → Present
    Wells Fargo Bank, Na
    Fort Myers, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-01
S63 Uniform Securities Agent State Law Examination 2005-08-01
  • S65 Uniform Investment Adviser Law Examination
    2016-11-01
  • S63 Uniform Securities Agent State Law Examination
    2005-08-01
Other Names
  • Barry Croteau
  • Barry Whitmore Croteau
  • Barry W Croteau

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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