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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-21 |
Branch Locations
15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Arcadia | CA | 08/2015 | 09/2016 |
| Harvest Investment Llc, Brokers | Arcadia | CA | 09/2017 | 09/2019 |
| Pasadena City College | Pasadena | CA | 09/2016 | 06/2019 |
| Axa Advisors Llc | Los Angeles | CA | 09/2019 | 12/2020 |
| Equitable Advisors, Llc | New York | NY | 09/2019 | 12/2020 |
| New York Life Insurance Co | Glendale | CA | 12/2020 | 08/2022 |
| Nylife Securities Llc | Glendale | CA | 03/2021 | 08/2022 |
| Eagle Strategies Llc | Pasadena | CA | 06/2021 | 08/2022 |
| Independent Financial Group, Llc | San Gabriel | CA | 09/2022 | 03/2023 |
| Massmutual Life Insurance Company | Beverly Hills | CA | 02/2023 | 11/2023 |
| Mml Investors Services, Llc | Beverly Hills | CA | 04/2023 | 11/2023 |
| Lpl Enterprise Llc | Sherman Oaks | CA | 07/2025 | Present |
| Coldwell Banker Realty & Brokers | Arcadia | CA | 11/2023 | Present |
1. 07/08/2025 - Crump - Non-Variable Insurance - Inv Related - Arcadia, CA - Start Date 07/17/2025 - 4hrs/MTH 4hrs/MTH During Trading 2. 07/08/2025 - Coldwell Banker Realty - Mortgage/Real Estate Services - Inv Related - Arcadia, CA - Start Date 07/07/2025 - 2hrs/MTH 2hrs/MTH During Trading 3. 07/08/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Arcadia, CA - Start Date 07/08/2025 - 160hrs/MTH 160hrs/MTH During Trading 4. 07/08/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Arcadia, CA - Start Date 07/08/2025 - 160hrs/MTH 160hrs/MTH During Trading 5. 07/16/2025 - JC Penny Arcadia Mall - Outside/W-2 Employment - NOT INV REL - Arcadia, CA - Start Date 07/17/2025 - 48hrs/MTH | 12hrs During trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-06 |
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