John Jaime Valencia

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-01-23

FL RA
APPROVED

Since 2026-01-23

Branch Locations

Ruskin, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	09/2019	01/2024
The Money Store (Mld Mortgage Inc)	Tampa	FL	04/2018	09/2019
Loan Depot Mortgage	Tampa	FL	11/2017	04/2018
Eagle Home Mortgage	Tampa	FL	04/2017	10/2017
Amazon	Tampa	FL	11/2017	11/2017
Bridgeview Bank Group (Bbmc)	Tampa	FL	08/2016	01/2017
Fedex Ground	Palmetto	FL	07/2016	04/2017
Southeast Mortgage	Duluth	GA	02/2017	04/2017
Lpl Financial Llc	Ruskin	FL	01/2024	Present

09/2019 → 01/2024

Edward Jones

St Louis, MO
04/2018 → 09/2019

The Money Store (Mld Mortgage Inc)

Tampa, FL
11/2017 → 04/2018

Loan Depot Mortgage

Tampa, FL
04/2017 → 10/2017

Eagle Home Mortgage

Tampa, FL
11/2017 → 11/2017

Amazon

Tampa, FL
08/2016 → 01/2017

Bridgeview Bank Group (Bbmc)

Tampa, FL
07/2016 → 04/2017

Fedex Ground

Palmetto, FL
02/2017 → 04/2017

Southeast Mortgage

Duluth, GA
01/2024 → Present

Lpl Financial Llc

Ruskin, FL

Previous Registrations

2020-05-19 → 2024-01-23

Edward Jones

St Louis, MO

Ruskin, FL

Bradenton, FL

Bradenton, FL

Other Businesses

1) 01/2024 - GIobaI WeaIth Management Group / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 40 Hrs per month / 100% Time Spent 2) 04/04/2025 - None - Investment Related - Insurance Agency - Home Based - Start Date: 03/25/2025 - 8 Hrs/Mth - 0 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-05-15

S66 Uniform Combined State Law Examination

2020-05-15

View on SEC IAPD