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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-02-12
TX RA APPROVED 2024-02-12
  • CT RA
    APPROVED
    Since 2024-02-12
  • TX RA
    APPROVED
    Since 2024-02-12

Branch Locations

100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jefferies & Company, Inc. New York NY 07/2010 01/2018
Jpmorgan Chase Bank, Na. Greenwich CT 02/2018 Present
J.P. Morgan Securities Llc Greenwich CT 02/2018 Present
  • 07/2010 → 01/2018
    Jefferies & Company, Inc.
    New York, NY
  • 02/2018 → Present
    Jpmorgan Chase Bank, Na.
    Greenwich, CT
  • 02/2018 → Present
    Greenwich, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-12
S63 Uniform Securities Agent State Law Examination 2006-07-21
  • S65 Uniform Investment Adviser Law Examination
    2024-02-12
  • S63 Uniform Securities Agent State Law Examination
    2006-07-21
Other Names
  • Sarah Otto
  • Sarah Kohart
  • Kohart Sarah
  • Sarah Otto Kohart

View on SEC IAPD

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