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Katelynn E Hughett

Fifth Third Securities, Inc.

New Albany, IN

Louisville, KY

Jeffersonville, IN

CRD 7169056

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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-01-14
KY RA APPROVED 2020-05-13
  • IN RA
    APPROVED
    Since 2021-01-14
  • KY RA
    APPROVED
    Since 2020-05-13

Branch Locations

3401 Grant Line Rd., New Albany, IN 47150 • United States

4090 Shelbyville Road, Louisville, KY 40207 • United States

1610 Veterans Parkway, Jeffersonville, IN 47130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Shelbyville KY 06/2013 Present
Fifth Third Securities Shelbyville KY 08/2019 Present
  • 06/2013 → Present
    Fifth Third Bank
    Shelbyville, KY
  • 08/2019 → Present
    Fifth Third Securities
    Shelbyville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-24
S63 Uniform Securities Agent State Law Examination 2019-12-04
  • S65 Uniform Investment Adviser Law Examination
    2020-02-24
  • S63 Uniform Securities Agent State Law Examination
    2019-12-04
Other Names
  • Katelynn E Ritter

View on SEC IAPD

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