Deirdre Joyce

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-06-26
TX	RA	APPROVED_RES	2025-06-26

NY RA
APPROVED

Since 2025-06-26
TX RA
APPROVED_RES

Since 2025-06-26

Branch Locations

Peekskill, NY • United States

4 Manhattanville Road Suite 104, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	White Plains	NY	08/2019	06/2025
Rivermarket Bar And Kitchen	Tarrytown	NY	11/2016	Present
The Rose Room	Mount Kisco	NY	02/2013	10/2016
Rbc Capital Markets, Llc	Purchase	NY	06/2025	Present

08/2019 → 06/2025

Ubs Financial Services

White Plains, NY
11/2016 → Present

Rivermarket Bar And Kitchen

Tarrytown, NY
02/2013 → 10/2016

The Rose Room

Mount Kisco, NY
06/2025 → Present

Rbc Capital Markets, Llc

Purchase, NY

Previous Registrations

2022-04-11 → 2025-07-24

Ubs Financial Services Inc.

Purchase, NY

Bronx, NY

Other Businesses

Rivermarket Bar and Kitchen Non investment related 127 W Main st Tarrytown, NY 10591 Restaurant Waitress Start date- 11/2016 25 hours a week No hours devoted during trading hours I serve customers

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-04-11

S66 Uniform Combined State Law Examination

2022-04-11

View on SEC IAPD