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Dmarte Arafiles

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-12-10
  • IL RA
    APPROVED
    Since 2022-12-10

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Wheaton IL 12/2019 03/2020
Jpmorgan Chase Bank, N.A. Wheaton IL 12/2019 03/2020
Lululemon Oakbrook IL 03/2019 01/2021
Wheaton College Athletic Department Wheaton IL 08/2018 05/2019
Gallagher Rolling Meadows IL 05/2018 08/2018
Wheaton College Public Safety Wheaton IL 08/2016 05/2019
Valley Christian Schools San Jose CA 06/2016 08/2017
Whole Foods Market Naperville IL 06/2019 07/2019
Innovator Capital Management, Llc Wheaton IL 03/2020 01/2021
Foreside Fund Services, Llc Wheaton IL 05/2020 03/2021
J.P. Morgan Institutional Investments Inc. Chicago IL 04/2021 09/2022
J.P. Morgan Investment Management Inc. Chicago IL 04/2021 09/2022
First Trust Portfolios L.P. Wheaton IL 10/2022 Present
First Trust Advisors L.P. Wheaton IL 10/2022 Present
  • 12/2019 → 03/2020
    J.P. Morgan Securities Llc
    Wheaton, IL
  • 12/2019 → 03/2020
    Jpmorgan Chase Bank, N.A.
    Wheaton, IL
  • 03/2019 → 01/2021
    Lululemon
    Oakbrook, IL
  • 08/2018 → 05/2019
    Wheaton College Athletic Department
    Wheaton, IL
  • 05/2018 → 08/2018
    Gallagher
    Rolling Meadows, IL
  • 08/2016 → 05/2019
    Wheaton College Public Safety
    Wheaton, IL
  • 06/2016 → 08/2017
    Valley Christian Schools
    San Jose, CA
  • 06/2019 → 07/2019
    Whole Foods Market
    Naperville, IL
  • 03/2020 → 01/2021
    Innovator Capital Management, Llc
    Wheaton, IL
  • 05/2020 → 03/2021
    Foreside Fund Services, Llc
    Wheaton, IL
  • 04/2021 → 09/2022
    J.P. Morgan Institutional Investments Inc.
    Chicago, IL
  • 04/2021 → 09/2022
    J.P. Morgan Investment Management Inc.
    Chicago, IL
  • 10/2022 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 10/2022 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-10
S63 Uniform Securities Agent State Law Examination 2020-05-09
  • S65 Uniform Investment Adviser Law Examination
    2022-12-10
  • S63 Uniform Securities Agent State Law Examination
    2020-05-09
Other Names
  • Dmarte Malone
  • Dmarte Savaun James Malone
  • Dmarte Arafiles
  • Dmarte Savaun James Arafiles

View on SEC IAPD

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