Dmarte Arafiles

Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2019 → 03/2020
  J.P. Morgan Securities Llc
  Wheaton, IL
• 12/2019 → 03/2020
  Jpmorgan Chase Bank, N.A.
  Wheaton, IL
• 03/2019 → 01/2021
  Lululemon
  Oakbrook, IL
• 08/2018 → 05/2019
  Wheaton College Athletic Department
  Wheaton, IL
• 05/2018 → 08/2018
  Gallagher
  Rolling Meadows, IL
• 08/2016 → 05/2019
  Wheaton College Public Safety
  Wheaton, IL
• 06/2016 → 08/2017
  Valley Christian Schools
  San Jose, CA
• 06/2019 → 07/2019
  Whole Foods Market
  Naperville, IL
• 03/2020 → 01/2021
  Innovator Capital Management, Llc
  Wheaton, IL
• 05/2020 → 03/2021
  Foreside Fund Services, Llc
  Wheaton, IL
• 04/2021 → 09/2022
  J.P. Morgan Institutional Investments Inc.
  Chicago, IL
• 04/2021 → 09/2022
  J.P. Morgan Investment Management Inc.
  Chicago, IL
• 10/2022 → Present
  First Trust Portfolios L.P.
  Wheaton, IL
• 10/2022 → Present
  First Trust Advisors L.P.
  Wheaton, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-12-10
• S63 Uniform Securities Agent State Law Examination
  2020-05-09

Other Names

• Dmarte Malone
• Dmarte Savaun James Malone
• Dmarte Arafiles
• Dmarte Savaun James Arafiles