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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-08-31
  • CA RA
    APPROVED
    Since 2021-08-31

Branch Locations

200 Fourth Street Suite 100, Santa Rosa, CA 95401-6213 • United States

935 Franklin Street, Napa, CA 94559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Santa Rosa CA 08/2019 Present
Walmart Hickory Creek TX 07/2014 12/2016
Jp Morgan Chase Flower Mound TX 11/2016 05/2018
Independent Bank Mckinney TX 05/2018 08/2018
Independent Bank Coppell TX 08/2018 08/2019
University Of North Texas Denton TX 08/2016 05/2019
Charles Schwab Bank, Ssb Santa Rosa CA 05/2021 Present
  • 08/2019 → Present
    Santa Rosa, CA
  • 07/2014 → 12/2016
    Walmart
    Hickory Creek, TX
  • 11/2016 → 05/2018
    Jp Morgan Chase
    Flower Mound, TX
  • 05/2018 → 08/2018
    Independent Bank
    Mckinney, TX
  • 08/2018 → 08/2019
    Independent Bank
    Coppell, TX
  • 08/2016 → 05/2019
    University Of North Texas
    Denton, TX
  • 05/2021 → Present
    Charles Schwab Bank, Ssb
    Santa Rosa, CA
Other Businesses

1) Ayezah Holmes - Notary | Investment Related:No|Other|Notary |9/2/2022|Less than 20|2|notarize documents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-22
  • S66 Uniform Combined State Law Examination
    2020-05-22
Other Names
  • Ayezah Holmes

View on SEC IAPD

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