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James Leo Ruthsatz

James Ruthsatz Pinnacle Advisors LLC

Sandusky, OH

CRD 3132795

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Employer firm

James Ruthsatz Pinnacle Advisors LLC CRD 134408

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
James Ruthsatz Pinnacle Advisors Llc

411 E. Market St., Sandusky, OH 44870 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2005-03-28
  • OH RA
    APPROVED
    Since 2005-03-28

Branch Locations

411 E. Market St., Sandusky, OH 44870 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James L. Ruthsatz Cpa, Inc Sandusky OH 01/1990 Present
James Ruthsatz Pinnacle Advisor Llc Sandusky OH 12/2004 Present
  • 01/1990 → Present
    James L. Ruthsatz Cpa, Inc
    Sandusky, OH
  • 12/2004 → Present
    James Ruthsatz Pinnacle Advisor Llc
    Sandusky, OH
Other Businesses

ACTIVELY INVOLVED FULL TIME AS A CPA WITH JAMES L RUTHSATZ, INC. CERTIFIED PUBLIC ACCOUNTANT, A NON-INVESTMENT RELATED CPA FIRM

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-12-22
  • S63 Uniform Securities Agent State Law Examination
    1998-12-22

View on SEC IAPD

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