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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-03
NY RA APPROVED 2025-10-09
  • TX RA
    APPROVED_RES
    Since 2025-11-03
  • NY RA
    APPROVED
    Since 2025-10-09

Branch Locations

2020 Merrick Rd, Merrick, NY 11566 • United States

3287 Hempstead Tpke, Levittown, NY 11756 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Marian Care Incorporated Williston Park NY 05/2017 08/2019
Rooney Schmidt And Associates Williston Park NY 06/2018 08/2018
Axa Advisors, Llc New York NY 08/2019 06/2020
University Of Scranton Scranton PA 08/2014 12/2016
Adelphi University Garden City NY 01/2017 12/2018
Equitable Advisors, Llc New York NY 09/2019 12/2020
Neuberger Berman New York NY 12/2020 08/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lynbrook NY 09/2025 Present
Bank Of America, N.A. Lynbrook NY 10/2025 Present
  • 05/2017 → 08/2019
    Marian Care Incorporated
    Williston Park, NY
  • 06/2018 → 08/2018
    Rooney Schmidt And Associates
    Williston Park, NY
  • 08/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 08/2014 → 12/2016
    University Of Scranton
    Scranton, PA
  • 01/2017 → 12/2018
    Adelphi University
    Garden City, NY
  • 09/2019 → 12/2020
    New York, NY
  • 12/2020 → 08/2025
    Neuberger Berman
    New York, NY
  • 09/2025 → Present
    Lynbrook, NY
  • 10/2025 → Present
    Bank Of America, N.A.
    Lynbrook, NY
Previous Registrations
Other Businesses

I*4631274 Entity Type: For Profit Name of OBA: Marian Care Inc Address: Williston Park, New York, 11596 Investment Related: No Position, Title, Association: Employee Employee Start Date: 05/30/2026 Number of Hours: 15, Weekly Number of Hours during trading: 0 Duties: Home healthcare, nursing, senior care. Payroll, bank reconciliations

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-13
  • S66 Uniform Combined State Law Examination
    2020-01-13
Other Names
  • Christopher Mueller
  • Christopher Scott Mueller

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