Best Investors
Account
Sign in
Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-05-12 |
| TX | RA | APPROVED | 2023-05-12 |
Branch Locations
8888 Keystone Crossing Suite 200, Indianapolis, IN 46240-4610 • United States
Indianapolis, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2019 | 11/2021 |
| First Financial Bank | Terre Haute | IN | 04/2019 | 08/2019 |
| Old Navy | Terre Haute | IN | 05/2015 | 05/2019 |
| Morgan Stanley | Indianapolis | IN | 12/2021 | 05/2023 |
| Rbc Capital Markets, Llc | Indianapolis | IN | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-23 |
Reach out to this advisor