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Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-28 |
Branch Locations
300 Crescent Court Suite 1450, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 08/2019 | 03/2025 |
| Texas Christian University | Fort Worth | TX | 08/2015 | 05/2019 |
| Bank Of America, N.A. | Dallas | TX | 09/2019 | 03/2025 |
| Rockefeller Capital Management | Dallas | TX | 03/2025 | Present |
| Rockefeller Financial Llc | Dallas | TX | 03/2025 | Present |
I*555286 For profit or not for profit: Entity For Profit Name of outside business organization: King ARCH Investments LLC Investment related: Y Address of business: Rockwall, Texas, 75087 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 12/1/2021 Number of hours devoted: 0 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Real Estate Investments - Family Business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-03 |
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