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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-10-28 |
| NJ | RA | APPROVED | 2025-07-09 |
Branch Locations
1100 Lake Street 3Rd Floor, Ramsey, NJ 07446 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Paramus | NJ | 08/2019 | 10/2019 |
| New York Giants | East Rutherford | NJ | 12/2017 | 03/2019 |
| Indianapolis Colts | Indianapolis | IN | 09/2016 | 05/2017 |
| New Orleans Saints | New Orleans | LA | 07/2017 | 10/2017 |
| Unemployed | Nutley | NJ | 03/2019 | 08/2019 |
| Bank Of America, N.A. | Paramus | NJ | 09/2019 | 10/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Paramus | NJ | 03/2020 | 09/2021 |
| Alpha Entertainment | Stamford | CT | 11/2019 | 02/2020 |
| Indiana University | Bloomington | IN | 11/2018 | 08/2019 |
| Bank Of America, N.A. | Paramus | NJ | 05/2020 | 09/2021 |
| Masterworks Investor Services Llc | New York | NY | 11/2021 | 03/2022 |
| Arete Wealth Management Llc | Chicago | IL | 11/2021 | 03/2022 |
| Arete Wealth Advisors Llc | Chicago | IL | 11/2021 | 03/2022 |
| Fox Sports | Birmingham | AL | 03/2022 | 07/2022 |
| Masterworks, Io | New York | NY | 10/2022 | 02/2023 |
| Arete Wealth Advisors, Llc | Chicago | IL | 10/2022 | 02/2023 |
| Arete Wealth Management, Llc | Chicago | IL | 10/2022 | 02/2023 |
| Fox Sports | Memphis | TN | 03/2023 | 06/2023 |
| Inte Securities Llc | New York | NY | 06/2023 | 09/2023 |
| Braeburn Whisky | New York | NY | 06/2023 | 09/2023 |
| Unemployed | New York | NY | 10/2023 | 10/2023 |
| J.P. Morgan Securities Llc | New York | NY | 11/2023 | 11/2024 |
| J.P. Morgan Chase Bank N.A. | New York | NY | 11/2023 | 11/2024 |
| Sokoli Transportation Llc | Bloomfield | NJ | 12/2022 | 11/2024 |
| Ameriprise Financial Services, Llc | Hauppauge | NY | 11/2024 | 12/2024 |
| Unemployed | New York | NY | 08/2022 | 09/2022 |
| Unemployed | Bloomfield | NJ | 01/2025 | 02/2025 |
| United Football League | Arlington | TX | 02/2025 | 03/2025 |
| Unemployed | Bloomfield | NJ | 04/2025 | 06/2025 |
| Td Wealth | Hoboken | NJ | 06/2025 | Present |
| Td Private Client Wealth Llc | Hoboken | NJ | 06/2025 | Present |
Real Estate Ownership; Multi-Family; 26 Seely terrace, , Bloomfield, NJ, 07003; Not Investment-Related; 12/15/2015 / Single Family; 3120 W Azeele St Unit 4, Tampa , FL, 33609; Investment-Related; 05/15/2021. Business Ownership; Owner; Transportation ; 53 Williamson Ave, Bloomfield , NJ, 07003; Not Investment-Related; 09/15/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-30 |
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