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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-10-28
NJ RA APPROVED 2025-07-09
  • PA RA
    APPROVED
    Since 2025-10-28
  • NJ RA
    APPROVED
    Since 2025-07-09

Branch Locations

1100 Lake Street 3Rd Floor, Ramsey, NJ 07446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 08/2019 10/2019
New York Giants East Rutherford NJ 12/2017 03/2019
Indianapolis Colts Indianapolis IN 09/2016 05/2017
New Orleans Saints New Orleans LA 07/2017 10/2017
Unemployed Nutley NJ 03/2019 08/2019
Bank Of America, N.A. Paramus NJ 09/2019 10/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 03/2020 09/2021
Alpha Entertainment Stamford CT 11/2019 02/2020
Indiana University Bloomington IN 11/2018 08/2019
Bank Of America, N.A. Paramus NJ 05/2020 09/2021
Masterworks Investor Services Llc New York NY 11/2021 03/2022
Arete Wealth Management Llc Chicago IL 11/2021 03/2022
Arete Wealth Advisors Llc Chicago IL 11/2021 03/2022
Fox Sports Birmingham AL 03/2022 07/2022
Masterworks, Io New York NY 10/2022 02/2023
Arete Wealth Advisors, Llc Chicago IL 10/2022 02/2023
Arete Wealth Management, Llc Chicago IL 10/2022 02/2023
Fox Sports Memphis TN 03/2023 06/2023
Inte Securities Llc New York NY 06/2023 09/2023
Braeburn Whisky New York NY 06/2023 09/2023
Unemployed New York NY 10/2023 10/2023
J.P. Morgan Securities Llc New York NY 11/2023 11/2024
J.P. Morgan Chase Bank N.A. New York NY 11/2023 11/2024
Sokoli Transportation Llc Bloomfield NJ 12/2022 11/2024
Ameriprise Financial Services, Llc Hauppauge NY 11/2024 12/2024
Unemployed New York NY 08/2022 09/2022
Unemployed Bloomfield NJ 01/2025 02/2025
United Football League Arlington TX 02/2025 03/2025
Unemployed Bloomfield NJ 04/2025 06/2025
Td Wealth Hoboken NJ 06/2025 Present
Td Private Client Wealth Llc Hoboken NJ 06/2025 Present
  • 08/2019 → 10/2019
    Paramus, NJ
  • 12/2017 → 03/2019
    New York Giants
    East Rutherford, NJ
  • 09/2016 → 05/2017
    Indianapolis Colts
    Indianapolis, IN
  • 07/2017 → 10/2017
    New Orleans Saints
    New Orleans, LA
  • 03/2019 → 08/2019
    Unemployed
    Nutley, NJ
  • 09/2019 → 10/2019
    Bank Of America, N.A.
    Paramus, NJ
  • 03/2020 → 09/2021
    Paramus, NJ
  • 11/2019 → 02/2020
    Alpha Entertainment
    Stamford, CT
  • 11/2018 → 08/2019
    Indiana University
    Bloomington, IN
  • 05/2020 → 09/2021
    Bank Of America, N.A.
    Paramus, NJ
  • 11/2021 → 03/2022
    Masterworks Investor Services Llc
    New York, NY
  • 11/2021 → 03/2022
    Arete Wealth Management Llc
    Chicago, IL
  • 11/2021 → 03/2022
    Chicago, IL
  • 03/2022 → 07/2022
    Fox Sports
    Birmingham, AL
  • 10/2022 → 02/2023
    Masterworks, Io
    New York, NY
  • 10/2022 → 02/2023
    Chicago, IL
  • 10/2022 → 02/2023
    Arete Wealth Management, Llc
    Chicago, IL
  • 03/2023 → 06/2023
    Fox Sports
    Memphis, TN
  • 06/2023 → 09/2023
    Inte Securities Llc
    New York, NY
  • 06/2023 → 09/2023
    Braeburn Whisky
    New York, NY
  • 10/2023 → 10/2023
    Unemployed
    New York, NY
  • 11/2023 → 11/2024
    New York, NY
  • 11/2023 → 11/2024
    J.P. Morgan Chase Bank N.A.
    New York, NY
  • 12/2022 → 11/2024
    Sokoli Transportation Llc
    Bloomfield, NJ
  • 11/2024 → 12/2024
    Hauppauge, NY
  • 08/2022 → 09/2022
    Unemployed
    New York, NY
  • 01/2025 → 02/2025
    Unemployed
    Bloomfield, NJ
  • 02/2025 → 03/2025
    United Football League
    Arlington, TX
  • 04/2025 → 06/2025
    Unemployed
    Bloomfield, NJ
  • 06/2025 → Present
    Td Wealth
    Hoboken, NJ
  • 06/2025 → Present
    Hoboken, NJ
Previous Registrations
Other Businesses

Real Estate Ownership; Multi-Family; 26 Seely terrace, , Bloomfield, NJ, 07003; Not Investment-Related; 12/15/2015 / Single Family; 3120 W Azeele St Unit 4, Tampa , FL, 33609; Investment-Related; 05/15/2021. Business Ownership; Owner; Transportation ; 53 Williamson Ave, Bloomfield , NJ, 07003; Not Investment-Related; 09/15/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-30
  • S66 Uniform Combined State Law Examination
    2020-10-30

View on SEC IAPD

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