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Michael Anthony Luiza

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-24
  • CA RA
    APPROVED
    Since 2024-04-24

Branch Locations

560 S Winchester Blvd, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 09/2019 Present
Us Bank Sunnyvale CA 03/2019 08/2019
Yard House San Jose CA 01/2018 05/2018
Dave And Buster's Milpitas CA 02/2018 07/2018
Santa Clara University Santa Clara CA 09/2015 06/2017
Caretaker San Jose CA 07/2017 02/2019
Bank Of America, N.A. San Jose CA 10/2019 Present
  • 09/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Jose, CA
  • 03/2019 → 08/2019
    Us Bank
    Sunnyvale, CA
  • 01/2018 → 05/2018
    Yard House
    San Jose, CA
  • 02/2018 → 07/2018
    Dave And Buster's
    Milpitas, CA
  • 09/2015 → 06/2017
    Santa Clara University
    Santa Clara, CA
  • 07/2017 → 02/2019
    Caretaker
    San Jose, CA
  • 10/2019 → Present
    Bank Of America, N.A.
    San Jose, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-13
  • S66 Uniform Combined State Law Examination
    2020-01-13
Other Names
  • Michael Luiza

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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