Nancy H Trieu

Current Employers

Svb Asset Management

222 2Nd Street, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2010-11-02

CA RA
APPROVED

Since 2010-11-02

Branch Locations

200 Spectrum Center Drive Suite 1420, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Svb	Irvine	CA	10/2010	Present

10/2010 → Present

Svb

Irvine, CA

Previous Registrations

2008-04-11 → 2009-12-01

Blackrock Fund Advisors

San Francisco, CA
2007-03-07 → 2008-03-12

Ubs Financial Services Inc.

Newport Beach, CA

Other Businesses

Rental Property: Position: Owner; Nature: property owner for tenant(s); non-investment related; Number of hours: 0-2; Trading Hours: 0; Start Date: 8/2025 Address: Residential Address on file, Huntington Beach, California, United States Description: Owner of rental property.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-26

S66 Uniform Combined State Law Examination

2007-02-26

View on SEC IAPD