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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-24 |
| SD | RA | APPROVED | 2019-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sioux Falls | SD | 08/2019 | Present |
| Sioux Falls School District | Sioux Falls | SD | 01/2015 | 05/2019 |
| Bank Of America, N.A. | Sioux Falls | SD | 10/2019 | Present |
I*127421 For profit or not for profit: For-Profit Organization Name of outside business organization: TRC, Inc Investment related: N Address of business:Sioux Falls, South Dakota 57103 Nature of business: S-Corp, Position, title, association: Officer, Start date of relationship: 3/5/2012 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I do the bookwork for my husband's business. He does some marketing, but his primary focus is military aviation history art, writing and documentaries. I used to be the secretary/treasurer. Now I am just the secretary. I*2100341, Entity Type: Fiduciary, Name of OBA: A A M , Address: Lafayette , Indiana, 47905, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12-Nov-2024, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*2102258, Entity Type: Fiduciary, Name of OBA: A A M IRA FBO A A M , Address: Lafayette, Indiana, 47905, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 21-Nov-2024, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-02 |
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