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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-02-19
TX RA APPROVED 2025-02-10
MN RA APPROVED 2025-02-04
  • MA RA
    APPROVED
    Since 2025-02-19
  • TX RA
    APPROVED
    Since 2025-02-10
  • MN RA
    APPROVED
    Since 2025-02-04

Branch Locations

Acushnet, MA • United States

2701 University Avenue Se, Minneapolis, MN 55414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Saint Paul MN 04/2023 08/2023
North Star Resource Group Minneapolis MN 04/2023 Present
Securian Financial Services Saint Paul MN 08/2019 04/2023
North Star Resource Group Minneapolis MN 08/2019 04/2023
N/A - Self Employed - Favor Wimberley TX 07/2018 08/2019
Texas A&M University Writing Center College Station TX 08/2015 07/2018
Texas A&M University College Station TX 08/2013 08/2017
Wimberley Independent School District Wimberley TX 01/2019 05/2019
Dripping Springs Independent School District Dripping Springs TX 01/2019 05/2019
Nanny - Privately Employed By Family Wimberley TX 02/2019 06/2019
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Augustine & Johnson Financial Consultants Minneapolis MN 10/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 04/2023 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 04/2023 → Present
    North Star Resource Group
    Minneapolis, MN
  • 08/2019 → 04/2023
    Securian Financial Services
    Saint Paul, MN
  • 08/2019 → 04/2023
    North Star Resource Group
    Minneapolis, MN
  • 07/2018 → 08/2019
    N/A - Self Employed - Favor
    Wimberley, TX
  • 08/2015 → 07/2018
    Texas A&M University Writing Center
    College Station, TX
  • 08/2013 → 08/2017
    Texas A&M University
    College Station, TX
  • 01/2019 → 05/2019
    Wimberley Independent School District
    Wimberley, TX
  • 01/2019 → 05/2019
    Dripping Springs Independent School District
    Dripping Springs, TX
  • 02/2019 → 06/2019
    Nanny - Privately Employed By Family
    Wimberley, TX
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 10/2023 → Present
    Augustine & Johnson Financial Consultants
    Minneapolis, MN
  • 02/2025 → Present
    Schaumburg, IL
Other Businesses

1) NAME OF OTHER BUSINESS: AUGUSTINE & JOHNSON FINANCIAL CONSULTANTS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: PRACTICE MANAGER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 01/2025; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 3/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: ONE SOUTHCOAST CHAMBER; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NETWORKING GROUP; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LOCAL CHAMBER OF COMMERCE, NETWORKING WITH LOCAL BUSINESSES; 5. NAME OF OTHER BUSINESS: NICOLE MCGUIRE - WRITING COACH INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: WRITING COACH START DATE: 03/18/2026 POSITION/TITLE/RELATIONSHIP: COACH APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROVIDING WRITING COACHING (PRIMARILY ACCOUNTABILITY AND PLANNING) FOR WRITING BOOKS UNRELATED TO THE FINANCIAL SERVICES INDUSTRY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-29
  • S66 Uniform Combined State Law Examination
    2023-09-29
Other Names
  • Nicole Marie Green

View on SEC IAPD

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