Jennifer Adams

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 01/2021
  Ubs Financial Services Inc.
  Houston, TX
• 01/2021 → 03/2021
  Royal Alliance Associates, Inc.
  Houston, TX
• 03/2021 → Present
  Royal Alliance Associates, Inc.
  Houston, TX

Previous Registrations

• 2015-11-19 → 2020-03-23
  Ubs Financial Services Inc.
  Houston, TX
• 2012-10-17 → 2015-12-15
  Credit Suisse Securities (Usa) Llc
  Houston, TX
• 2012-06-27 → 2012-10-24
  B. Riley Wealth Management
  Houston, TX
  Houston, TX
• 2008-08-06 → 2011-09-12
  Morgan Keegan & Company, Llc
  Houston, TX
• 2007-08-02 → 2008-05-06
  Stanford Group Company
  Houston, TX
  Houston, TX
• 2008-03-07 → 2008-05-06
  Stanford Capital Management, Llc
  Houston, TX

Other Businesses

1. THE ADAMS NINE LLC DBA ODD NINE OR DBA BYTEGRIND POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 06/16/2023 ADDRESS: 5900 Balcones Dr, Suite 13548, Austin TX 78731, United States DESCRIPTION: Managing Member for LLC (disregarded entity). 2. MINT WEALTH MANAGEMENT POSITION: Director of Client Management NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 173 START DATE: 03/08/2021 ADDRESS: 12807 Haynes Rd, Bldg H, Houston TX 77066, United States DESCRIPTION: Within the scope of my license parameters and those allowed by Osaic.

Exams

• S66 Uniform Combined State Law Examination
  2007-07-29

Other Names

• Jennifer Carrillo
• Jennifer Ramsey