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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • NE RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

6040 South 58Th Street, Ste E, Lincoln, NE 68516 • United States

10831 Old Mill Road Suite 200C, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Woodmen Of America Rock Island IL 06/2018 01/2021
University Of Nebraska-Lincoln Landscaping Services Lincoln NE 06/2016 05/2018
Mwa Financial Services Inc Rock Island IL 08/2019 01/2021
University Of Nebrask-Lincoln Lincoln NE 06/2014 05/2018
Woodbury Financial Services Inc Lincoln NE 01/2021 01/2023
Cetera Wealth Services, Llc El Segundo CA 01/2023 Present
Alpha Wealth Advisors Lincoln NE 01/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Advisornet Wealth Partners Minnetonka MN 10/2024 Present
  • 06/2018 → 01/2021
    Modern Woodmen Of America
    Rock Island, IL
  • 06/2016 → 05/2018
    University Of Nebraska-Lincoln Landscaping Services
    Lincoln, NE
  • 08/2019 → 01/2021
    Rock Island, IL
  • 06/2014 → 05/2018
    University Of Nebrask-Lincoln
    Lincoln, NE
  • 01/2021 → 01/2023
    Woodbury Financial Services Inc
    Lincoln, NE
  • 01/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2021 → Present
    Alpha Wealth Advisors
    Lincoln, NE
  • 06/2023 → Present
    Schaumburg, IL
  • 10/2024 → Present
    Advisornet Wealth Partners
    Minnetonka, MN
Previous Registrations
  • 2021-01-19 → 2023-02-02
    Woodbury Financial Services, Inc.
    Lincoln, NE
  • 2020-07-16 → 2021-01-15
    Lincoln, NE
Other Businesses

1. NAME OF OTHER BUSINESS: ALPHA WEALTH ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2021; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 25; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR IN SERVICING CLIENTS AND CREATING FINANCIAL PLANS; 2. NAME OF OTHER BUSINESS: KGH ENTERPRISES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 07/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: TAX REPORTING ENTITY, MANAGE INCOME FOR TAX PURPOSES; 3. NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL INC DBA ADVISORNET WEALTH PARTNERS - CRD# 113074; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: ACCESS PERSON; START DATE: 11/2024; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: NON-PRODUCING / ADMINISTRATIVE ROLE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-26
  • S66 Uniform Combined State Law Examination
    2019-11-26

View on SEC IAPD

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