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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-30
PA RA APPROVED 2024-02-14
MD RA APPROVED 2024-02-13
  • TX RA
    APPROVED_RES
    Since 2025-07-30
  • PA RA
    APPROVED
    Since 2024-02-14
  • MD RA
    APPROVED
    Since 2024-02-13

Branch Locations

740 Springdale Drive Ste 205, Exton, PA 19341-2835 • United States

Pikesville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Columbia MD 08/2019 11/2023
Maryland Live! Casino Hanover MD 08/2013 09/2020
Ameriprise Financial Services, Llc Exton PA 02/2024 Present
Previous Registrations
Other Businesses

Business Ownership; PitViper333; Selling on Ebay; Sales; 605 Ralston Ave, , Pikesville, MD, 21208; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 0 during trading hours / Viper Games; Buying and selling trading cards; Retail; 605 Ralston Ave, , Pikesville, MD, 21208; Not Investment-Related; 05/17/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Mile Marker 255, LLC; Associate Financial Advisor; Manage advisory business; 740 Springdale Drive, Ste 205, Exton, PA, 19341; Investment-Related; 02/12/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-12
  • S66 Uniform Combined State Law Examination
    2021-02-12
Other Names
  • Timothy John Buccini
  • Timothy Buccini

View on SEC IAPD

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