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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-30 |
| PA | RA | APPROVED | 2024-02-14 |
| MD | RA | APPROVED | 2024-02-13 |
Branch Locations
740 Springdale Drive Ste 205, Exton, PA 19341-2835 • United States
Pikesville, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Columbia | MD | 08/2019 | 11/2023 |
| Maryland Live! Casino | Hanover | MD | 08/2013 | 09/2020 |
| Ameriprise Financial Services, Llc | Exton | PA | 02/2024 | Present |
Business Ownership; PitViper333; Selling on Ebay; Sales; 605 Ralston Ave, , Pikesville, MD, 21208; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 0 during trading hours / Viper Games; Buying and selling trading cards; Retail; 605 Ralston Ave, , Pikesville, MD, 21208; Not Investment-Related; 05/17/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Mile Marker 255, LLC; Associate Financial Advisor; Manage advisory business; 740 Springdale Drive, Ste 205, Exton, PA, 19341; Investment-Related; 02/12/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-12 |
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