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Nicholas Scott Geric

LPl Financial LLC

Winter Haven, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-02
FL RA APPROVED 2020-07-20
  • TX RA
    APPROVED
    Since 2022-03-02
  • FL RA
    APPROVED
    Since 2020-07-20

Branch Locations

141 E Central Ave Ste 450, Winter Haven, FL 33880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of North Florida Jacksonville FL 08/2016 12/2019
Lpl Financial Llc Winter Haven FL 08/2019 Present
  • 08/2016 → 12/2019
    University Of North Florida
    Jacksonville, FL
  • 08/2019 → Present
    Lpl Financial Llc
    Winter Haven, FL
Other Businesses

1)12/ 2007 - Geric / Hemp Investment Group - DBA for LPL Business (entity for LPL business) - inv rel - at registered location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-13
  • S66 Uniform Combined State Law Examination
    2020-07-13

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK
PFS INVESTMENTS INC.
FOUNDATIONS INVESTMENT ADVISORS LLC
EDWARD JONES
MORGAN STANLEY

Other Investors

RACHEL PINNER LOBDELL
AMY B. GARBRECHT
DEBORAH MILLER SWENSON
Jack Heiss
ERIC EMBREY JOHNSON
MARK D WILLIAMS
GIOVANNA NEGLIA TESTONI
BRIAN GLENN HEMP

Other Offices

UBS FINANCIAL SERVICES INC. · WINTER HAVEN, FL
TUCKER ASSET MANAGEMENT LLC · Winter Haven, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER HAVEN, FL
COMMONWEALTH FINANCIAL NETWORK · WINTER HAVEN, FL
PFS INVESTMENTS INC. · WINTER HAVEN, FL
FOUNDATIONS INVESTMENT ADVISORS LLC · Winter Haven, FL
LPL FINANCIAL LLC · WINTER HAVEN, FL
EDWARD JONES · WINTER HAVEN, FL

More in Winter Haven, FL

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