Rogelio Lopez

Current Employers

Steelpeak Wealth, Llc

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-08-22

CA RA
APPROVED

Since 2019-08-22

Branch Locations

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Steel Peak Wealth Management, Llc	Woodland Hills	CA	08/2019	Present
Uber	Norhtridge	CA	06/2019	08/2019
Bank Of America	Norhtridge	CA	11/2016	05/2019
California State University Northridge	Northridge	CA	08/2015	12/2018
Lyft, Inc	Northridge	CA	08/2020	Present

08/2019 → Present

Steel Peak Wealth Management, Llc

Woodland Hills, CA
06/2019 → 08/2019

Uber

Norhtridge, CA
11/2016 → 05/2019

Bank Of America

Norhtridge, CA
08/2015 → 12/2018

California State University Northridge

Northridge, CA
08/2020 → Present

Lyft, Inc

Northridge, CA

Other Businesses

Lyft, Inc; non-investment related; Northridge, California; Driver; start date: 08/2020; less than 20 hours per month; not during trading hours; offer ride service when available.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-08-06

S65 Uniform Investment Adviser Law Examination

2019-08-06