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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2020-08-20
TX RA APPROVED 2020-08-20
  • LA RA
    APPROVED
    Since 2020-08-20
  • TX RA
    APPROVED
    Since 2020-08-20

Branch Locations

103 Smart Pl, Slidell, LA 70458 • United States

Lacombe, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Louisiana Cat Reserve LA 07/2018 12/2019
Louisiana Cat Reserve LA 11/2017 07/2018
Louisiana Cat Reserve LA 01/2015 11/2017
Thrivent Investment Management Inc Slidell LA 09/2019 Present
Thrivent Financial Appleton WI 12/2019 05/2020
Thrivent Financial Appleton WI 05/2020 Present
  • 07/2018 → 12/2019
    Louisiana Cat
    Reserve, LA
  • 11/2017 → 07/2018
    Louisiana Cat
    Reserve, LA
  • 01/2015 → 11/2017
    Louisiana Cat
    Reserve, LA
  • 09/2019 → Present
    Slidell, LA
  • 12/2019 → 05/2020
    Thrivent Financial
    Appleton, WI
  • 05/2020 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

BACKGROUND SINGER POSITION: background vocalist NATURE: I sing background on a few Sundays each month. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/28/2022 ADDRESS: 1148 N Columbia St, Covington LA 70433, United States DESCRIPTION: I sing behind the worship leader as a background vocalist. PROPERTY RENTAL POSITION: Property owner NATURE: I am considering renting out my only single-family home and moving to a family property in Mississippi. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2026 ADDRESS: 60317 Sunset Oak Blvd, Lacombe LA 70445, United States DESCRIPTION: Oversee maintenance needs of the property. Serve as landlord.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-28
S63 Uniform Securities Agent State Law Examination 2020-01-31
  • S65 Uniform Investment Adviser Law Examination
    2020-05-28
  • S63 Uniform Securities Agent State Law Examination
    2020-01-31
Other Names
  • Dawn Cook
  • Dawn Pope

View on SEC IAPD

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