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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-04 |
| CA | RA | APPROVED | 2021-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Scotts Valley | CA | 09/2019 | Present |
| Anderson Christie, Inc. | Santa Cruz | CA | 12/2015 | 08/2019 |
*380185 - Happy Valley Elementary School; Investment related -No; Government / Municipality / Political; School Board Member; (proprietor, partner, officer, director, employee, trustee, agent) 05/2017; During business hours: 0; After business hours: 1.5.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-30 |
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