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Ty Cliffton Boggs

Fisher\Smb

Carrollton, TX

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Current Employers
Fisher\Smb

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-16
  • TX RA
    APPROVED
    Since 2026-03-16

Branch Locations

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2019 04/2020
University Behavioral Health Denton TX 03/2019 08/2019
Regal Pools Denton TX 07/2016 02/2019
University Of North Texas Denton TX 08/2015 05/2019
Fidelity Brokerage Services Llc Westlake TX 05/2020 03/2022
Fisher Investments Plano TX 05/2022 07/2024
Fisher Retirement Solutions Llc Dba Fisher\Smb Plano TX 07/2024 Present
  • 08/2019 → 04/2020
    Axa Advisors, Llc
    New York, NY
  • 03/2019 → 08/2019
    University Behavioral Health
    Denton, TX
  • 07/2016 → 02/2019
    Regal Pools
    Denton, TX
  • 08/2015 → 05/2019
    University Of North Texas
    Denton, TX
  • 05/2020 → 03/2022
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 05/2022 → 07/2024
    Fisher Investments
    Plano, TX
  • 07/2024 → Present
    Fisher Retirement Solutions Llc Dba Fisher\Smb
    Plano, TX
Previous Registrations
  • 2020-06-24 → 2022-03-24
    Fidelity Personal And Workplace Advisors
    Westlake, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-16
S66 Uniform Combined State Law Examination 2020-06-22
S63 Uniform Securities Agent State Law Examination 2019-12-08
  • S65 Uniform Investment Adviser Law Examination
    2026-03-16
  • S66 Uniform Combined State Law Examination
    2020-06-22
  • S63 Uniform Securities Agent State Law Examination
    2019-12-08
Other Names
  • Ty Boggs
  • Ty Cliffton Boggs

View on SEC IAPD

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