Harrison Joseph Barresi

Employer firm

Rbc Securities, Inc CRD 103705

$1.52B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-01-08
NY	RA	APPROVED	2024-06-14

CT RA
APPROVED

Since 2025-01-08
NY RA
APPROVED

Since 2024-06-14

Branch Locations

New York, NY • United States

150 California St 12Th Floor, San Francisco, CA 94111 • United States

400 Park Avenue, 8Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rothschild & Co Us Inc.	New York	NY	05/2021	03/2024
Rothschild & Co Us Inc.	New York	NY	08/2019	05/2021
University Of Massachusetts - Amherst	Amherst	MA	08/2018	05/2019
Weeden & Co. L.P.	Greenwich	CT	05/2018	08/2018
University Of Massachusetts - Amherst	Amherst	MA	08/2017	05/2018
Post Road Iron Works	Greenwich	CT	05/2017	08/2017
University Of Massachusetts - Amherst	Amherst	MA	09/2015	05/2017
City National Securities, Inc.	New York	NY	04/2024	Present

05/2021 → 03/2024

Rothschild & Co Us Inc.

New York, NY
08/2019 → 05/2021

Rothschild & Co Us Inc.

New York, NY
08/2018 → 05/2019

University Of Massachusetts - Amherst

Amherst, MA
05/2018 → 08/2018

Weeden & Co. L.P.

Greenwich, CT
08/2017 → 05/2018

University Of Massachusetts - Amherst

Amherst, MA
05/2017 → 08/2017

Post Road Iron Works

Greenwich, CT
09/2015 → 05/2017

University Of Massachusetts - Amherst

Amherst, MA
04/2024 → Present

City National Securities, Inc.

New York, NY

Other Businesses

(1) Name of Entity: CWHB Real I LLC; Non investment-related; Address: 7 Bonny Road, Brookfield, CT 06804; Nature of OBA: Real Estate holding company; Position/Title/Relationship: Officer; Start Date: 08/22/2024; Time devoted: 4 hours per month; 0 during securities trading hours; Duties: CEO of business, minimal day-to-day responsibilities as property is managed by property management company.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-06-14

S66 Uniform Combined State Law Examination

2024-06-14

View on SEC IAPD