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James Anthony Guarciariello

Natixis Advisors, LLC

Boston, MA

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Current Employers
Natixis Advisors, Llc

888 Boylston Street Suite 800, Boston, MA 02199 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-05-07
  • MA RA
    APPROVED
    Since 2025-05-07

Branch Locations

888 Boylston Street Suite 800, Boston, MA 02199 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Group Boston MA 10/2006 03/2023
Columbia Management Advisors, Llc Boston MA 10/2006 03/2023
Riversource Investments Minneapolis MN 05/2010 03/2023
Riversource Fund Distributors, Inc. Boston MA 05/2010 03/2023
Pacer Advisors, Inc. Malvern PA 03/2023 11/2024
Natixis Distribution, Llc Boston MA 01/2025 Present
Natixis Advisors, Llc Boston MA 01/2025 Present
  • 10/2006 → 03/2023
    Columbia Management Group
    Boston, MA
  • 10/2006 → 03/2023
    Columbia Management Advisors, Llc
    Boston, MA
  • 05/2010 → 03/2023
    Riversource Investments
    Minneapolis, MN
  • 05/2010 → 03/2023
    Riversource Fund Distributors, Inc.
    Boston, MA
  • 03/2023 → 11/2024
    Pacer Advisors, Inc.
    Malvern, PA
  • 01/2025 → Present
    Natixis Distribution, Llc
    Boston, MA
  • 01/2025 → Present
    Natixis Advisors, Llc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-05
S63 Uniform Securities Agent State Law Examination 2005-07-14
  • S65 Uniform Investment Adviser Law Examination
    2007-01-05
  • S63 Uniform Securities Agent State Law Examination
    2005-07-14

View on SEC IAPD

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COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
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