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Connor Hayden Brumfield

LPl Financial LLC

Atlanta, GA

CRD 7166857

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-08-04
TX RA APPROVED_RES 2025-05-24
CA RA APPROVED 2025-05-20
  • GA RA
    APPROVED
    Since 2026-08-04
  • TX RA
    APPROVED_RES
    Since 2025-05-24
  • CA RA
    APPROVED
    Since 2025-05-20

Branch Locations

1233 Goodwin Rd Ne, Atlanta, GA 30324 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Securities Inc. Beverly Hills CA 09/2019 05/2025
Education / Unemployed West Hollywood CA 01/2010 08/2019
Lpl Financial, Llc Beverly Hills CA 05/2025 Present
Previous Registrations
Other Businesses

1-05/19/2025 / Runyan Capital / DBA for LPL Business (entity for LPL business) / Investment Related / At Reported Business Location(s) / start 09/01/2019/ 180 hrs mnth / 130 hrs during trading . 2) 06/23/2025 - Fusion Capital, LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Start Date:06/20/2025 - 160 Hrs/Mth - 120 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-03-22
S65 Uniform Investment Adviser Law Examination 2020-05-28
  • S63 Uniform Securities Agent State Law Examination
    2023-03-22
  • S65 Uniform Investment Adviser Law Examination
    2020-05-28
Other Names
  • Connor Hayden Brumfield
  • Connor Brumfield

View on SEC IAPD

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