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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-08-04 |
| TX | RA | APPROVED_RES | 2025-05-24 |
| CA | RA | APPROVED | 2025-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Securities Inc. | Beverly Hills | CA | 09/2019 | 05/2025 |
| Education / Unemployed | West Hollywood | CA | 01/2010 | 08/2019 |
| Lpl Financial, Llc | Beverly Hills | CA | 05/2025 | Present |
1-05/19/2025 / Runyan Capital / DBA for LPL Business (entity for LPL business) / Investment Related / At Reported Business Location(s) / start 09/01/2019/ 180 hrs mnth / 130 hrs during trading . 2) 06/23/2025 - Fusion Capital, LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Start Date:06/20/2025 - 160 Hrs/Mth - 120 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-03-22 |
| S65 | Uniform Investment Adviser Law Examination | 2020-05-28 |
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