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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-04
TX RA APPROVED 2024-01-04
  • CA RA
    APPROVED
    Since 2024-01-04
  • TX RA
    APPROVED
    Since 2024-01-04

Branch Locations

78152 Varner Rd, Ste D And E, Palm Desert, CA 92211 • United States

42425E Jackson St, Indio, CA 92203 • United States

82-462 Highway 111, Indio, CA 92201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Palm Desert CA 08/2014 01/2024
Wells Fargo Bank Na Palm Desert CA 08/2014 01/2024
J.P. Morgan Securities Llc Palm Desert CA 01/2024 Present
Jpmorgan Chase Bank, N.A. Palm Desert CA 01/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-19
  • S66 Uniform Combined State Law Examination
    2019-11-19
Other Names
  • Dinorah Camacho
  • Dinorah Sanchez
  • Dinorah Carolina Sanchez
  • Dinorah C Sanchez

View on SEC IAPD

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