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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-04-12 |
Branch Locations
One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Oak Brook | IL | 08/2019 | 04/2021 |
| Fairfield University | Fairfield | CT | 08/2015 | 05/2019 |
| Ubs Financial Services | One North Wacker | IL | 04/2021 | Present |
1) Name of Business- Box United / Address- Chicago, IL 60646 / Investment Related- NO / Nature- On the Young Board for Chicago based charity / Role- Member of Board of directors / Duty- Organize annual fundraising gala and evens throughout the year as a young board member / Start Date- 1/1/2023 / Time Required- NO /// 2) St. Alphonsus School; Chicago, Illinois 60657; Educational Establishment; Sport & Leisure Facilities; Volleyball coach, grade school; Start date: 2/22/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-11 |
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