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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-06 |
| CA | RA | APPROVED | 2025-01-21 |
Branch Locations
2355 Huntington Dr, San Marino, CA 91108 • United States
701 E Main St, Alhambra, CA 91801 • United States
350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | San Marino | CA | 10/2017 | 03/2022 |
| Hsbc Securities (Usa) Inc. | San Marino | CA | 05/2020 | 03/2022 |
| Housewife | Alhambra | CA | 06/2015 | 10/2017 |
| East West Bank | Pasadena | CA | 04/2022 | 07/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 04/2022 | 07/2022 |
| Hsbc Bank Usa, N.A. | San Gabriel | CA | 08/2022 | 07/2024 |
| Hsbc Securities (Usa) Inc. | San Gabriel | CA | 08/2022 | 07/2024 |
| Morgan Stanley | Pasadena | CA | 08/2024 | 12/2024 |
| Wells Fargo Clearing Services, Llc | Encino | CA | 01/2025 | Present |
RESEARCH UNLIMITED; INVESTMENT RELATED; PASADENA. CA; 100% OWNER; 01/01/2024; 8 HOURS PER MONTH; NO HOURS DURING TRADING HOURS; REPORTS ON ELECTRONIC DEVICES| RENTAL PROPERTY; INV RELATED; ALHAMBRA, CA; 100% OWNERSHIP WITH SPOUSE; START DATE 03/01/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-31 |
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