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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-13
CT RA APPROVED 2023-01-01
  • FL RA
    APPROVED
    Since 2023-09-13
  • CT RA
    APPROVED
    Since 2023-01-01

Branch Locations

601 21St Street Suite 326, Vero Beach, FL 32960 • United States

Westlake, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mercedes Benz Of Greenwich Greenwich CT 07/2018 08/2019
Ubs Financial Services Westport CT 08/2019 04/2020
Ubs Financial Services Inc. Stamford CT 06/2020 Present
Johnson & Wales University Providence RI 09/2016 05/2017
Fairfield University Fairfield CT 05/2017 05/2020
  • 07/2018 → 08/2019
    Mercedes Benz Of Greenwich
    Greenwich, CT
  • 08/2019 → 04/2020
    Ubs Financial Services
    Westport, CT
  • 06/2020 → Present
    Stamford, CT
  • 09/2016 → 05/2017
    Johnson & Wales University
    Providence, RI
  • 05/2017 → 05/2020
    Fairfield University
    Fairfield, CT
Other Businesses

1. TGSD Westlake, LLC, landscaping and janitorial services, Proprietor / owner, day to day operations of janitorial and landscaping services, start date-9/10/2024, FL United States-33470.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-29
  • S66 Uniform Combined State Law Examination
    2022-12-29

View on SEC IAPD

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