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Francesca Ann-Renee Fassino

Wells Fargo Clearing Services, LLC

Encino, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-25
TX RA APPROVED_RES 2021-07-20
  • CA RA
    APPROVED
    Since 2024-03-25
  • TX RA
    APPROVED_RES
    Since 2021-07-20

Branch Locations

15760 Ventura Blvd Ste 1250 [Sk-Rbo], Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Encino CA 08/2019 Present
Tillys Valencia CA 06/2016 04/2019
California State University Northridge Northridge CA 08/2015 08/2019
  • 08/2019 → Present
    Wells Fargo Clearing Services, Llc
    Encino, CA
  • 06/2016 → 04/2019
    Tillys
    Valencia, CA
  • 08/2015 → 08/2019
    California State University Northridge
    Northridge, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-30
S63 Uniform Securities Agent State Law Examination 2021-02-26
  • S65 Uniform Investment Adviser Law Examination
    2024-04-30
  • S63 Uniform Securities Agent State Law Examination
    2021-02-26
Other Names
  • Francesca Fassino

View on SEC IAPD

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