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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-05-08 |
| DC | RA | APPROVED | 2025-07-29 |
| CA | RA | APPROVED | 2024-07-15 |
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2020-10-29 |
| FL | RA | APPROVED | 2020-10-27 |
Branch Locations
4000 Hollywood Blvd 310 N, Hollywood, FL 33021 • United States
Boynton Beach, FL • United States
1200 N Federal Highway Suite 300, Boca Raton, FL 33432 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corp/Guardian | Hollywood | FL | 08/2019 | Present |
| American Express | Sunrise | FL | 01/2011 | 08/2019 |
| Guardian Life Insurance Company | Hollywood | FL | 08/2019 | Present |
| Park Avenue Securities | Hollywood | FL | 08/2019 | Present |
| Guardian Life Insurance Company | Ft Lauderdale | FL | 06/2024 | 04/2025 |
| Park Avenue Securities | Ft Lauderdale | FL | 06/2024 | 04/2025 |
| Guardian Life Insurance Company | Boynton Beach | FL | 04/2025 | Present |
| Park Avenue Securities | Boynton Beach | FL | 04/2025 | Present |
| Guardian Life Insurance Company | West Palm Beach | FL | 04/2025 | 03/2026 |
| Park Avenue Securities | West Palm Beach | FL | 04/2025 | 03/2026 |
| Guardian Life Insurance Company | Boca Raton | FL | 03/2026 | Present |
| Park Avenue Securities | Boca Raton | FL | 03/2026 | Present |
1. JSB Financial Services Corp-Owner of a corporation used for tax purposes to aggregate all commissions,. Start: 03/05/2020, Address: 408 NE 6th ST UNIT 440 Ft Lauderdale FL, 33304, 4 non bus hrs per month, Not investment related, 2) NPI Networking Group-vice president, Start: 11/01/2022, Address: 10076 Griffin Road Cooper City 33328 , 2 total hours per month; 0 during securities trading hours, , Not investment related, No annual compensation, 3) Insurance Products Other than Guardian, Start Date: 5/1/2023, Address: 4000 Hollywood Blvd., Ste. 310 N, Hollywood, FL 33021, 5 total hours per month; 1 during securities trading hours, Investment Related, Less than 10% annual compensation, 4) Jeffrey Scott Corp., Start Date: 8/29/2004, Address: 96 Crum Creek Rd., New City, NY 10956, 0 total hours per month; 0 during securities trading hours, Not Investment Related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-19 |
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