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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-03-10 |
| TX | RA | APPROVED | 2023-03-06 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
4242 Six Forks Rd, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Raleigh | NC | 08/2019 | Present |
| Carolina Country Club | Raleigh | NC | 07/2018 | 08/2019 |
| Wake County District Attorneys Office | Raleigh | NC | 01/2016 | 08/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-04 |
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