Kelly Christine Lewis

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2020-01-28

MD RA
APPROVED

Since 2020-01-28

Branch Locations

100 International Dr, Baltimore, MD 21202 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Baltimore	MD	08/2019	Present
Bank Of America Private Bank	Baltimore	MD	08/2003	08/2018
Bank Of America Private Bank	Baltimore	MD	08/2018	08/2019
Bank Of America, Na	Baltimore	MD	08/2019	Present

08/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Baltimore, MD
08/2003 → 08/2018

Bank Of America Private Bank

Baltimore, MD
08/2018 → 08/2019

Bank Of America Private Bank

Baltimore, MD
08/2019 → Present

Bank Of America, Na

Baltimore, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-01-24

S66 Uniform Combined State Law Examination

2020-01-24

Other Names

Kelly C Brown
Kelly C Pall
Kelly Lewis

View on SEC IAPD

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