Nader Shafti

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2019 → 03/2025
  Bank Of America, N.A./Merrill Lynch, Pierce, Fenner & Smith Inc
  Houston, TX
• 09/2015 → 08/2019
  Woodforest National Bank
  Friendswood, TX
• 01/2014 → 05/2017
  University Of Houston Clear Lake
  Houston, TX
• 04/2025 → Present
  J.P. Morgan Securities Llc
  Houston, TX
• 04/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Houston, TX

Previous Registrations

• 2021-01-08 → 2025-03-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
  New York, NY
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX

Other Businesses

Entity Name: Nader Shafti Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 08/31/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I own three rental properties and I collect rent ?the name of the other business; Rental property for address 9523 Val Verde St, Houston, Texas 77063 ?whether the business is investment-related; No ?the address of the other business; 9523 Val Verde St, Houston, Texas 77063 ?the nature of the other business; Rental property ?your position; Owner ?title, or relationship with the other business; Owner ?the start date of your relationship; 11/2021 ?the approximate number of hours/month you devote to the other business; 0 ?the number of hours you devote to the other business during securities trading hours;0 ?and briefly describe your duties relating to the other business; I'm the owner of this property and I maintain the property and I collect rent ?the name of the other business; 2220 S Piney point, #105, Houston, Texas 77063 ?whether the business is investment-related: No ?the address of the other business; 2220 S Piney point, #105, Houston, Texas 77063 ?the nature of the other business; Rental property ?your position; Owner ?title, or relationship with the other business; Owner ?the start date of your relationship; 08/2020 ?the approximate number of hours/month you devote to the other business; 0 ?the number of hours you devote to the other business during securities trading hours; 0 ?and briefly describe your duties relating to the other business; I'm the owner of this property and I maintain the property and I collect rent ?the name of the other business;224 S Piney Point, #224, Houston, Texas 77063 ?whether the business is investment -related; No ?the address of the other business; 224 S Piney Point, #224, Houston, Texas 77063 ?the nature of the other business; Rental property ?your position; Owner ?title, or relationship with the other business; Owner ?the start date of your relationship; 02/2024 ?the approximate number of hours/month you devote to the other business;0 ?the number of hours you devote to the other business during securities trading hours; 0 ?and briefly describe your duties relating to the other business; I'm the owner of this property and I maintain the property and I collect rent

Exams

• S66 Uniform Combined State Law Examination
  2021-01-04