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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sugar Land | TX | 08/2019 | 07/2022 |
| Bank Of America, N.A. | Sugar Land | TX | 08/2019 | 07/2022 |
| Unemployed | Richmond | TX | 06/2019 | 07/2019 |
| Tom Peacock Cadillac | Houston | TX | 09/2017 | 05/2019 |
| Advantage Bmw Midtown | Houston | TX | 12/2018 | 12/2018 |
| David Taylor Cadillac | Houston | TX | 06/2016 | 09/2017 |
| J.P. Morgan Securities Llc | Katy | TX | 08/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Katy | TX | 08/2022 | Present |
| Aaa Woodworks | Richmond | TX | 11/2020 | 12/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-15 |
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