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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-04-14
PR RA APPROVED 2026-04-14
ND RA APPROVED 2026-04-07
AK RA APPROVED 2026-04-02
VI RA APPROVED 2026-04-01
GA RA APPROVED 2026-03-26
MT RA APPROVED 2026-03-26
NC RA APPROVED 2026-03-25
TX RA APPROVED_RES 2026-03-25
AL RA APPROVED 2026-03-24
DE RA APPROVED 2026-03-24
IA RA APPROVED 2026-03-24
KS RA APPROVED 2026-03-24
LA RA APPROVED 2026-03-24
ME RA APPROVED 2026-03-24
MD RA APPROVED 2026-03-24
MN RA APPROVED 2026-03-24
NE RA APPROVED 2026-03-24
NM RA APPROVED 2026-03-24
UT RA APPROVED 2026-03-24
NY RA APPROVED 2022-12-16
  • DC RA
    APPROVED
    Since 2026-04-14
  • PR RA
    APPROVED
    Since 2026-04-14
  • ND RA
    APPROVED
    Since 2026-04-07
  • AK RA
    APPROVED
    Since 2026-04-02
  • VI RA
    APPROVED
    Since 2026-04-01
  • GA RA
    APPROVED
    Since 2026-03-26
  • MT RA
    APPROVED
    Since 2026-03-26
  • NC RA
    APPROVED
    Since 2026-03-25
  • TX RA
    APPROVED_RES
    Since 2026-03-25
  • AL RA
    APPROVED
    Since 2026-03-24
  • DE RA
    APPROVED
    Since 2026-03-24
  • IA RA
    APPROVED
    Since 2026-03-24
  • KS RA
    APPROVED
    Since 2026-03-24
  • LA RA
    APPROVED
    Since 2026-03-24
  • ME RA
    APPROVED
    Since 2026-03-24
  • MD RA
    APPROVED
    Since 2026-03-24
  • MN RA
    APPROVED
    Since 2026-03-24
  • NE RA
    APPROVED
    Since 2026-03-24
  • NM RA
    APPROVED
    Since 2026-03-24
  • UT RA
    APPROVED
    Since 2026-03-24
  • NY RA
    APPROVED
    Since 2022-12-16

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities Usa, Inc. New York NY 09/2019 Present
Hsbc Bank Usa, N.A. New York NY 09/2019 10/2022
Mitchell Asset Management Melbourne Victoria 06/2016 08/2017
Ord Minnett Melbourne Victoria 09/2017 10/2018
N/A New York NY 01/2019 08/2019
Hsbc Bank Usa, N.A. New York NY 10/2022 Present
  • 09/2019 → Present
    Hsbc Securities Usa, Inc.
    New York, NY
  • 09/2019 → 10/2022
    Hsbc Bank Usa, N.A.
    New York, NY
  • 06/2016 → 08/2017
    Mitchell Asset Management
    Melbourne Victoria
  • 09/2017 → 10/2018
    Ord Minnett
    Melbourne Victoria
  • 01/2019 → 08/2019
    N/A
    New York, NY
  • 10/2022 → Present
    Hsbc Bank Usa, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-15
S63 Uniform Securities Agent State Law Examination 2019-11-18
  • S66 Uniform Combined State Law Examination
    2022-12-15
  • S63 Uniform Securities Agent State Law Examination
    2019-11-18

View on SEC IAPD

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